SEC FORM 13F-HR
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. |
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
Oct 31, 2018 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
09-30-2023 |
Check here if Amendment |
|
Amendment Number: |
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing this Report: |
Name: |
DigitalBridge Group, Inc. |
Address: |
750 Park of Commerce Drive |
|
Suite 210 |
|
Boca Raton,
FL
33487
|
Form 13F File Number: |
028-19781 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager: |
Name: |
Kristen Whealon |
Title: |
Chief Compliance Officer |
Phone: |
720-897-4863 |
Signature, Place, and Date of Signing: |
/s/ Kristen Whealon |
Denver,
CO
|
11-13-2023 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included Managers: |
4 |
|
|
|
Form 13F Information Table Entry Total: |
141 |
|
Form 13F Information Table Value Total: |
989,273,188 |
|
(thousands) |
|
List of Other Included Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this report is filed, other than the
manager filing this report. |
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.] |
|
No. |
Form 13F File Number |
Name |
|
1 |
028-20948 |
DCL Adviser, LLC |
|
2 |
028-21231 |
DC Liquid Strategies Adviser, LLC |
|
3 |
028-21230 |
COLONY CAPITAL INVESTMENT ADVISORS, LLC |
|
4 |
028-22035 |
DigitalBridge Liquid Accounts Adviser, LLC |
SEC FORM 13-F Information Table
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. |
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
Oct 31, 2018 |
Estimated average burden |
hours per response: |
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ADVANCED MICRO DEVICES INC |
COM |
007903107 |
1,317,433 |
12,813 |
SH |
|
DFND |
2 |
12,813 |
0 |
0 |
ADVANCED MICRO DEVICES INC |
COM |
007903107 |
7,624,411 |
74,153 |
SH |
|
DFND |
4 |
74,153 |
0 |
0 |
ALEXANDER & BALDWIN INC NEW |
COM |
014491104 |
5,346,992 |
319,605 |
SH |
|
DFND |
4 |
319,605 |
0 |
0 |
ALEXANDER & BALDWIN INC NEW |
COM |
014491104 |
5,729,523 |
342,470 |
SH |
|
DFND |
2 |
342,470 |
0 |
0 |
ALEXANDER & BALDWIN INC NEW |
COM |
014491104 |
6,697,103 |
400,305 |
SH |
|
DFND |
3 |
400,305 |
0 |
0 |
ALPHABET INC |
CAP STK CL C |
02079K107 |
1,497,684 |
11,359 |
SH |
|
DFND |
2 |
11,359 |
0 |
0 |
ALPHABET INC |
CAP STK CL C |
02079K107 |
8,893,546 |
67,452 |
SH |
|
DFND |
4 |
67,452 |
0 |
0 |
AMDOCS LTD |
SHS |
G02602103 |
3,898,538 |
46,142 |
SH |
|
DFND |
2 |
46,142 |
0 |
0 |
AMDOCS LTD |
SHS |
G02602103 |
23,236,693 |
275,023 |
SH |
|
DFND |
4 |
275,023 |
0 |
0 |
AMERICAN TOWER CORP NEW |
COM |
03027X100 |
5,290,028 |
32,168 |
SH |
|
DFND |
3 |
32,168 |
0 |
0 |
AMERICAN TOWER CORP NEW |
COM |
03027X100 |
6,120,665 |
37,219 |
SH |
|
DFND |
2 |
37,219 |
0 |
0 |
AMERICAN TOWER CORP NEW |
COM |
03027X100 |
21,424,053 |
130,277 |
SH |
|
DFND |
4 |
130,277 |
0 |
0 |
AMERICAN TOWER CORP NEW |
COM |
03027X100 |
121,870,606 |
741,080 |
SH |
|
DFND |
1 |
741,080 |
0 |
0 |
APOLLO COML REAL EST FIN INC |
COM |
03762U105 |
425,460 |
42,000 |
SH |
Put |
DFND |
2 |
42,000 |
0 |
0 |
APOLLO COML REAL EST FIN INC |
COM |
03762U105 |
788,114 |
77,800 |
SH |
Put |
DFND |
4 |
77,800 |
0 |
0 |
ARBOR REALTY TRUST INC |
COM |
038923108 |
1,521,036 |
100,200 |
SH |
Put |
DFND |
2 |
100,200 |
0 |
0 |
ARBOR REALTY TRUST INC |
COM |
038923108 |
2,790,084 |
183,800 |
SH |
Put |
DFND |
4 |
183,800 |
0 |
0 |
ARES CAPITAL CORP |
COM |
04010L103 |
1,074,744 |
55,200 |
SH |
Put |
DFND |
2 |
55,200 |
0 |
0 |
ARES CAPITAL CORP |
COM |
04010L103 |
1,839,915 |
94,500 |
SH |
Put |
DFND |
4 |
94,500 |
0 |
0 |
ARISTA NETWORKS INC |
COM |
040413106 |
1,830,655 |
9,953 |
SH |
|
DFND |
2 |
9,953 |
0 |
0 |
ARISTA NETWORKS INC |
COM |
040413106 |
11,051,250 |
60,084 |
SH |
|
DFND |
4 |
60,084 |
0 |
0 |
AT&T INC |
COM |
00206R102 |
2,554,271 |
170,058 |
SH |
|
DFND |
2 |
170,058 |
0 |
0 |
AT&T INC |
COM |
00206R102 |
15,273,117 |
1,016,852 |
SH |
|
DFND |
4 |
1,016,852 |
0 |
0 |
BLACKSTONE MORTGAGE TRUST IN |
NOTE 5.500% 3/1 |
09257WAE0 |
134,156,250 |
1,500,000 |
PRN |
|
DFND |
3 |
1,500,000 |
0 |
0 |
BLACKSTONE MTG TR INC |
COM CL A |
09257W100 |
1,113,600 |
51,200 |
SH |
Put |
DFND |
2 |
51,200 |
0 |
0 |
BLACKSTONE MTG TR INC |
COM CL A |
09257W100 |
1,335,450 |
61,400 |
SH |
Put |
DFND |
4 |
61,400 |
0 |
0 |
BLUE OWL CAPITAL CORPORATION |
COM |
69121K104 |
343,480 |
24,800 |
SH |
Put |
DFND |
2 |
24,800 |
0 |
0 |
BLUE OWL CAPITAL CORPORATION |
COM |
69121K104 |
408,575 |
29,500 |
SH |
Put |
DFND |
4 |
29,500 |
0 |
0 |
CHARTER COMMUNICATIONS INC N |
CL A |
16119P108 |
2,340,722 |
5,322 |
SH |
|
DFND |
2 |
5,322 |
0 |
0 |
CHARTER COMMUNICATIONS INC N |
CL A |
16119P108 |
14,069,842 |
31,990 |
SH |
|
DFND |
4 |
31,990 |
0 |
0 |
CIENA CORP |
COM NEW |
171779309 |
2,338,945 |
49,491 |
SH |
|
DFND |
2 |
49,491 |
0 |
0 |
CIENA CORP |
COM NEW |
171779309 |
14,330,933 |
303,236 |
SH |
|
DFND |
4 |
303,236 |
0 |
0 |
CROWN CASTLE INC |
COM |
22822V101 |
1,518,495 |
16,500 |
SH |
Call |
DFND |
2 |
16,500 |
0 |
0 |
CROWN CASTLE INC |
COM |
22822V101 |
2,319,156 |
25,200 |
SH |
Call |
DFND |
4 |
25,200 |
0 |
0 |
CROWN CASTLE INC |
COM |
22822V101 |
3,922,043 |
42,617 |
SH |
|
DFND |
2 |
42,617 |
0 |
0 |
CROWN CASTLE INC |
COM |
22822V101 |
5,106,008 |
55,482 |
SH |
|
DFND |
3 |
55,482 |
0 |
0 |
CROWN CASTLE INC |
COM |
22822V101 |
5,579,227 |
60,624 |
SH |
|
DFND |
4 |
60,624 |
0 |
0 |
CROWN CASTLE INC |
COM |
22822V101 |
26,368,160 |
286,517 |
SH |
|
DFND |
1 |
286,517 |
0 |
0 |
DISNEY WALT CO |
COM |
254687106 |
842,839 |
10,399 |
SH |
|
DFND |
2 |
10,399 |
0 |
0 |
DISNEY WALT CO |
COM |
254687106 |
5,296,699 |
65,351 |
SH |
|
DFND |
4 |
65,351 |
0 |
0 |
EPR PPTYS |
PFD C CV 5.75% |
26884U208 |
93,400 |
5,000 |
SH |
|
DFND |
2 |
5,000 |
0 |
0 |
EPR PPTYS |
CONV PFD 9% SR E |
26884U307 |
1,306,620 |
51,000 |
SH |
|
DFND |
3 |
51,000 |
0 |
0 |
EPR PPTYS |
PFD C CV 5.75% |
26884U208 |
2,708,600 |
145,000 |
SH |
|
DFND |
3 |
145,000 |
0 |
0 |
EQUINIX INC |
COM |
29444U700 |
9,848,812 |
13,561 |
SH |
|
DFND |
3 |
13,561 |
0 |
0 |
EQUINIX INC |
COM |
29444U700 |
9,914,902 |
13,652 |
SH |
|
DFND |
2 |
13,652 |
0 |
0 |
EQUINIX INC |
COM |
29444U700 |
29,396,100 |
40,476 |
SH |
|
DFND |
4 |
40,476 |
0 |
0 |
EQUINIX INC |
COM |
29444U700 |
109,131,459 |
150,265 |
SH |
|
DFND |
1 |
150,265 |
0 |
0 |
EQUITY COMWLTH |
COM SH BEN INT |
294628102 |
3,503,177 |
190,701 |
SH |
|
DFND |
2 |
190,701 |
0 |
0 |
EQUITY COMWLTH |
COM SH BEN INT |
294628102 |
3,812,951 |
207,564 |
SH |
|
DFND |
4 |
207,564 |
0 |
0 |
EQUITY COMWLTH |
COM SH BEN INT |
294628102 |
5,373,280 |
292,503 |
SH |
|
DFND |
3 |
292,503 |
0 |
0 |
ERICSSON |
ADR B SEK 10 |
294821608 |
1,436,946 |
295,668 |
SH |
|
DFND |
2 |
295,668 |
0 |
0 |
ERICSSON |
ADR B SEK 10 |
294821608 |
8,673,798 |
1,784,732 |
SH |
|
DFND |
4 |
1,784,732 |
0 |
0 |
FIRST INDL RLTY TR INC |
COM |
32054K103 |
1,964,658 |
41,283 |
SH |
|
DFND |
2 |
41,283 |
0 |
0 |
FIRST INDL RLTY TR INC |
COM |
32054K103 |
2,263,999 |
47,573 |
SH |
|
DFND |
3 |
47,573 |
0 |
0 |
FIRST INDL RLTY TR INC |
COM |
32054K103 |
2,923,216 |
61,425 |
SH |
|
DFND |
4 |
61,425 |
0 |
0 |
HARMONIC INC |
COM |
413160102 |
1,306,984 |
135,720 |
SH |
|
DFND |
2 |
135,720 |
0 |
0 |
HARMONIC INC |
COM |
413160102 |
7,669,101 |
796,376 |
SH |
|
DFND |
4 |
796,376 |
0 |
0 |
IMPINJ INC |
COM |
453204109 |
546,613 |
9,933 |
SH |
|
DFND |
2 |
9,933 |
0 |
0 |
IMPINJ INC |
COM |
453204109 |
3,140,067 |
57,061 |
SH |
|
DFND |
4 |
57,061 |
0 |
0 |
INDUSTRIAL LOGISTICS PPTYS T |
COM SHS BEN INT |
456237106 |
249,531 |
86,343 |
SH |
|
DFND |
4 |
86,343 |
0 |
0 |
INDUSTRIAL LOGISTICS PPTYS T |
COM SHS BEN INT |
456237106 |
311,441 |
107,765 |
SH |
|
DFND |
2 |
107,765 |
0 |
0 |
INDUSTRIAL LOGISTICS PPTYS T |
COM SHS BEN INT |
456237106 |
392,023 |
135,648 |
SH |
|
DFND |
3 |
135,648 |
0 |
0 |
IRON MTN INC DEL |
COM |
46284V101 |
1,105,770 |
18,600 |
SH |
Put |
DFND |
2 |
18,600 |
0 |
0 |
IRON MTN INC DEL |
COM |
46284V101 |
1,854,840 |
31,200 |
SH |
Put |
DFND |
4 |
31,200 |
0 |
0 |
ISHARES TR |
20 YR TR BD ETF |
464287432 |
443,450 |
5,000 |
SH |
Put |
DFND |
2 |
5,000 |
0 |
0 |
ISHARES TR |
PFD AND INCM SEC |
464288687 |
904,500 |
30,000 |
SH |
Put |
DFND |
2 |
30,000 |
0 |
0 |
ISHARES TR |
20 YR TR BD ETF |
464287432 |
931,245 |
10,500 |
SH |
Put |
DFND |
4 |
10,500 |
0 |
0 |
ISHARES TR |
PFD AND INCM SEC |
464288687 |
1,742,670 |
57,800 |
SH |
Put |
DFND |
4 |
57,800 |
0 |
0 |
JUNIPER NETWORKS INC |
COM |
48203R104 |
2,336,972 |
84,094 |
SH |
|
DFND |
2 |
84,094 |
0 |
0 |
JUNIPER NETWORKS INC |
COM |
48203R104 |
14,264,802 |
513,307 |
SH |
|
DFND |
4 |
513,307 |
0 |
0 |
LAMAR ADVERTISING CO NEW |
CL A |
512816109 |
5,070,803 |
60,750 |
SH |
|
DFND |
3 |
60,750 |
0 |
0 |
LAMAR ADVERTISING CO NEW |
CL A |
512816109 |
6,350,147 |
76,077 |
SH |
|
DFND |
2 |
76,077 |
0 |
0 |
LAMAR ADVERTISING CO NEW |
CL A |
512816109 |
17,250,745 |
206,670 |
SH |
|
DFND |
4 |
206,670 |
0 |
0 |
LIBERTY GLOBAL PLC |
SHS CL A |
G5480U104 |
2,963,318 |
173,091 |
SH |
|
DFND |
2 |
173,091 |
0 |
0 |
LIBERTY GLOBAL PLC |
SHS CL A |
G5480U104 |
4,265,927 |
249,178 |
SH |
|
DFND |
4 |
249,178 |
0 |
0 |
LUMENTUM HLDGS INC |
COM |
55024U109 |
1,023,914 |
22,663 |
SH |
|
DFND |
2 |
22,663 |
0 |
0 |
LUMENTUM HLDGS INC |
COM |
55024U109 |
6,263,936 |
138,644 |
SH |
|
DFND |
4 |
138,644 |
0 |
0 |
LXP INDUSTRIAL TRUST |
COM |
529043101 |
1,974,910 |
221,900 |
SH |
|
DFND |
2 |
221,900 |
0 |
0 |
LXP INDUSTRIAL TRUST |
COM |
529043101 |
2,260,823 |
254,025 |
SH |
|
DFND |
3 |
254,025 |
0 |
0 |
LXP INDUSTRIAL TRUST |
COM |
529043101 |
2,896,505 |
325,450 |
SH |
|
DFND |
4 |
325,450 |
0 |
0 |
MARVELL TECHNOLOGY INC |
COM |
573874104 |
1,332,031 |
24,608 |
SH |
|
DFND |
2 |
24,608 |
0 |
0 |
MARVELL TECHNOLOGY INC |
COM |
573874104 |
8,006,314 |
147,909 |
SH |
|
DFND |
4 |
147,909 |
0 |
0 |
NETFLIX INC |
COM |
64110L106 |
1,371,443 |
3,632 |
SH |
|
DFND |
2 |
3,632 |
0 |
0 |
NETFLIX INC |
COM |
64110L106 |
8,387,251 |
22,212 |
SH |
|
DFND |
4 |
22,212 |
0 |
0 |
OMEGA HEALTHCARE INVS INC |
COM |
681936100 |
1,903,384 |
57,400 |
SH |
Put |
DFND |
2 |
57,400 |
0 |
0 |
OMEGA HEALTHCARE INVS INC |
COM |
681936100 |
3,365,740 |
101,500 |
SH |
Put |
DFND |
4 |
101,500 |
0 |
0 |
OUTFRONT MEDIA INC |
COM |
69007J106 |
656,500 |
65,000 |
SH |
Call |
DFND |
3 |
65,000 |
0 |
0 |
OUTFRONT MEDIA INC |
COM |
69007J106 |
959,500 |
95,000 |
SH |
Call |
DFND |
2 |
95,000 |
0 |
0 |
OUTFRONT MEDIA INC |
COM |
69007J106 |
2,228,060 |
220,600 |
SH |
Call |
DFND |
4 |
220,600 |
0 |
0 |
OUTFRONT MEDIA INC |
COM |
69007J106 |
6,463,323 |
639,933 |
SH |
|
DFND |
2 |
639,933 |
0 |
0 |
OUTFRONT MEDIA INC |
COM |
69007J106 |
7,262,153 |
719,025 |
SH |
|
DFND |
3 |
719,025 |
0 |
0 |
OUTFRONT MEDIA INC |
COM |
69007J106 |
8,058,931 |
797,914 |
SH |
|
DFND |
4 |
797,914 |
0 |
0 |
PROLOGIS INC. |
COM |
74340W103 |
5,638,777 |
50,252 |
SH |
|
DFND |
2 |
50,252 |
0 |
0 |
PROLOGIS INC. |
COM |
74340W103 |
7,910,805 |
70,500 |
SH |
|
DFND |
3 |
70,500 |
0 |
0 |
PROLOGIS INC. |
COM |
74340W103 |
8,214,109 |
73,203 |
SH |
|
DFND |
4 |
73,203 |
0 |
0 |
PROSPECT CAP CORP |
COM |
74348T102 |
183,920 |
30,400 |
SH |
Put |
DFND |
2 |
30,400 |
0 |
0 |
PROSPECT CAP CORP |
COM |
74348T102 |
237,160 |
39,200 |
SH |
Put |
DFND |
4 |
39,200 |
0 |
0 |
REALTY INCOME CORP |
COM |
756109104 |
1,618,056 |
32,400 |
SH |
Put |
DFND |
2 |
32,400 |
0 |
0 |
REALTY INCOME CORP |
COM |
756109104 |
2,052,534 |
41,100 |
SH |
Put |
DFND |
4 |
41,100 |
0 |
0 |
REXFORD INDL RLTY INC |
COM |
76169C100 |
2,798,490 |
56,707 |
SH |
|
DFND |
2 |
56,707 |
0 |
0 |
REXFORD INDL RLTY INC |
COM |
76169C100 |
3,271,066 |
66,283 |
SH |
|
DFND |
3 |
66,283 |
0 |
0 |
REXFORD INDL RLTY INC |
COM |
76169C100 |
4,154,579 |
84,186 |
SH |
|
DFND |
4 |
84,186 |
0 |
0 |
RPT REALTY |
7.25 PFD D CONV |
74971D200 |
2,560,292 |
50,340 |
SH |
|
DFND |
3 |
50,340 |
0 |
0 |
SIMON PPTY GROUP INC NEW |
COM |
828806109 |
907,452 |
8,400 |
SH |
Put |
DFND |
2 |
8,400 |
0 |
0 |
SIMON PPTY GROUP INC NEW |
COM |
828806109 |
1,112,709 |
10,300 |
SH |
Put |
DFND |
4 |
10,300 |
0 |
0 |
SL GREEN RLTY CORP |
COM |
78440X887 |
2,088,800 |
56,000 |
SH |
Call |
DFND |
2 |
56,000 |
0 |
0 |
SL GREEN RLTY CORP |
COM |
78440X887 |
2,200,700 |
59,000 |
SH |
Call |
DFND |
4 |
59,000 |
0 |
0 |
SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
427,480 |
1,000 |
SH |
Put |
DFND |
4 |
1,000 |
0 |
0 |
SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
427,480 |
1,000 |
SH |
Put |
DFND |
2 |
1,000 |
0 |
0 |
STARWOOD PPTY TR INC |
COM |
85571B105 |
460,530 |
23,800 |
SH |
Put |
DFND |
4 |
23,800 |
0 |
0 |
STARWOOD PPTY TR INC |
COM |
85571B105 |
565,020 |
29,200 |
SH |
Put |
DFND |
2 |
29,200 |
0 |
0 |
SUN CMNTYS INC |
COM |
866674104 |
2,605,492 |
22,017 |
SH |
|
DFND |
3 |
22,017 |
0 |
0 |
SUN CMNTYS INC |
COM |
866674104 |
3,341,448 |
28,236 |
SH |
|
DFND |
2 |
28,236 |
0 |
0 |
SUN CMNTYS INC |
COM |
866674104 |
4,969,807 |
41,996 |
SH |
|
DFND |
4 |
41,996 |
0 |
0 |
TELEPHONE & DATA SYS INC |
COM NEW |
879433829 |
826,001 |
45,112 |
SH |
|
DFND |
2 |
45,112 |
0 |
0 |
TELEPHONE & DATA SYS INC |
COM NEW |
879433829 |
1,164,424 |
63,595 |
SH |
|
DFND |
4 |
63,595 |
0 |
0 |
TELEPHONE & DATA SYS INC |
COM NEW |
879433829 |
1,611,280 |
88,000 |
SH |
Call |
DFND |
2 |
88,000 |
0 |
0 |
TELEPHONE & DATA SYS INC |
COM NEW |
879433829 |
2,314,384 |
126,400 |
SH |
Call |
DFND |
4 |
126,400 |
0 |
0 |
T-MOBILE US INC |
COM |
872590104 |
6,925,052 |
49,447 |
SH |
|
DFND |
2 |
49,447 |
0 |
0 |
T-MOBILE US INC |
COM |
872590104 |
21,665,875 |
154,701 |
SH |
|
DFND |
4 |
154,701 |
0 |
0 |
U HAUL HOLDING COMPANY |
COM SER N |
023586506 |
2,409,783 |
45,997 |
SH |
|
DFND |
2 |
45,997 |
0 |
0 |
U HAUL HOLDING COMPANY |
COM SER N |
023586506 |
3,325,350 |
63,473 |
SH |
|
DFND |
4 |
63,473 |
0 |
0 |
UNITED STATES CELLULAR CORP |
COM |
911684108 |
4,198,169 |
97,700 |
SH |
Put |
DFND |
2 |
97,700 |
0 |
0 |
UNITED STATES CELLULAR CORP |
COM |
911684108 |
4,568,613 |
106,321 |
SH |
|
DFND |
2 |
106,321 |
0 |
0 |
UNITED STATES CELLULAR CORP |
COM |
911684108 |
5,818,138 |
135,400 |
SH |
Put |
DFND |
4 |
135,400 |
0 |
0 |
UNITED STATES CELLULAR CORP |
COM |
911684108 |
6,541,753 |
152,240 |
SH |
|
DFND |
4 |
152,240 |
0 |
0 |
UNITI GROUP INC |
COM |
91325V108 |
1,139,823 |
241,488 |
SH |
|
DFND |
2 |
241,488 |
0 |
0 |
UNITI GROUP INC |
COM |
91325V108 |
6,772,435 |
1,434,838 |
SH |
|
DFND |
4 |
1,434,838 |
0 |
0 |
VANGUARD INDEX FDS |
REAL ESTATE ETF |
922908553 |
582,582 |
7,700 |
SH |
Put |
DFND |
4 |
7,700 |
0 |
0 |
VANGUARD INDEX FDS |
REAL ESTATE ETF |
922908553 |
1,921,764 |
25,400 |
SH |
Put |
DFND |
2 |
25,400 |
0 |
0 |
VERTIV HOLDINGS CO |
COM CL A |
92537N108 |
2,233,004 |
60,027 |
SH |
|
DFND |
2 |
60,027 |
0 |
0 |
VERTIV HOLDINGS CO |
COM CL A |
92537N108 |
13,418,412 |
360,710 |
SH |
|
DFND |
4 |
360,710 |
0 |
0 |
VMWARE INC |
CL A COM |
928563402 |
2,134,107 |
12,819 |
SH |
|
DFND |
2 |
12,819 |
0 |
0 |
VMWARE INC |
CL A COM |
928563402 |
12,562,081 |
75,457 |
SH |
|
DFND |
4 |
75,457 |
0 |
0 |
VORNADO RLTY TR |
SH BEN INT |
929042109 |
170,100 |
7,500 |
SH |
Put |
DFND |
4 |
7,500 |
0 |
0 |
VORNADO RLTY TR |
SH BEN INT |
929042109 |
226,800 |
10,000 |
SH |
Put |
DFND |
2 |
10,000 |
0 |
0 |
WARNER MUSIC GROUP CORP |
COM CL A |
934550203 |
2,173,225 |
69,211 |
SH |
|
DFND |
2 |
69,211 |
0 |
0 |
WARNER MUSIC GROUP CORP |
COM CL A |
934550203 |
12,894,944 |
410,667 |
SH |
|
DFND |
4 |
410,667 |
0 |
0 |
WHITESTONE REIT |
COM |
966084204 |
1,252,642 |
130,077 |
SH |
|
DFND |
4 |
130,077 |
0 |
0 |
WHITESTONE REIT |
COM |
966084204 |
1,573,735 |
163,420 |
SH |
|
DFND |
2 |
163,420 |
0 |
0 |
WHITESTONE REIT |
COM |
966084204 |
1,748,076 |
181,524 |
SH |
|
DFND |
3 |
181,524 |
0 |
0 |