Form 8-K
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 9, 2019

 

COLONY CAPITAL, INC.

(Exact Name of Registrant as Specified in Its Charter)

 

Maryland

 

001-37980

 

46-4591526

(State or Other Jurisdiction of

Incorporation or Organization)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

     

515 S. Flower Street, 44th Floor

Los Angeles California

 

90071

(Address of principal executive offices)

 

(Zip Code)

Registrant’s telephone number, including area code: (310) 282-8820

N/A

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Class

 

Trading

Symbol(s)

 

Name of Each Exchange

on Which Registered

Class A Common Stock, $0.01 par value

 

CLNY

 

New York Stock Exchange

Preferred Stock, 8.25% Series B Cumulative Redeemable, $0.01 par value

 

CLNY.PRB

 

New York Stock Exchange

Preferred Stock, 8.75% Series E Cumulative Redeemable, $0.01 par value

 

CLNY.PRE

 

New York Stock Exchange

Preferred Stock, 7.50% Series G Cumulative Redeemable, $0.01 par value

 

CLNY.PRG

 

New York Stock Exchange

Preferred Stock, 7.125% Series H Cumulative Redeemable, $0.01 par value

 

CLNY.PRH

 

New York Stock Exchange

Preferred Stock, 7.15% Series I Cumulative Redeemable, $0.01 par value

 

CLNY.PRI

 

New York Stock Exchange

Preferred Stock, 7.125% Series J Cumulative Redeemable, $0.01 par value

 

CLNY.PRJ

 

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 


Item 7.01 Regulation FD Disclosure.

On September 9, 2019, Colony Capital, Inc. (the “Company”) posted an investor presentation to its website at http://www.clny.com under the “Public Shareholders” tab, subheading “Presentations,” which will be utilized at the Bank of America Merrill Lynch 2019 Global Real Estate Conference at the Wagner Hotel in New York, NY on Tuesday, September 10, 2019 and Wednesday, September 11, 2019 for investor meetings and the Company’s roundtable discussion scheduled for Wednesday, September 11, 2019, from 1:25 p.m. – 2:00 p.m. ET. The live webcast of the roundtable discussion will be broadcast over the Internet and can be accessed on the Public Shareholders section of the Company’s website at http://www.clny.com. The replay of the webcast will be available for 60 days on the Company’s website. The information contained on the Company’s website is not incorporated by reference herein.

The information included in this Current Report on Form 8-K shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing made by the Company under the Exchange Act or the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

Use of Website to Distribute Material Company Information

The Company’s website address is www.clny.com. The Company uses its website as a channel of distribution for important company information. Important information, including press releases, analyst presentations and financial information regarding the Company, is routinely posted on and accessible on the Public Shareholders subpage of its website, which is accessible by clicking on the tab labeled “Public Shareholders” on the website home page. The Company also uses its website to expedite public access to time-critical information regarding the Company in advance of or in lieu of distributing a press release or a filing with the U.S. Securities and Exchange Commission disclosing the same information. Therefore, investors should look to the Public Shareholders subpage of the Company’s website for important and time-critical information. Visitors to the Company’s website can also register to receive automatic e-mail and other notifications alerting them when new information is made available on the Public Shareholders subpage of the website.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: September 9, 2019

 

 

COLONY CAPITAL, INC.

             

 

 

By:

 

/s/ Mark M. Hedstrom

 

 

 

Mark M. Hedstrom

Chief Financial Officer, Chief Operating Officer
 and Treasurer